GoodyearRecruiter Since 2001
the smart solution for Goodyear jobs

Compliance Consultant 5

Company: Wells Fargo Bank
Location: Goodyear
Posted on: November 23, 2019

Job Description:

Job Description
Important Note: During the application process, ensure your contact information (email and phone number) is up to date and upload your current resume prior to submitting your application for consideration. - To participate in some selection activities you will need to respond to an invitation. - The invitation can be sent by both email and text message. - In order to receive text message invitations, your profile must include a mobile phone number designated as "Personal Cell" or "Cellular" in the contact information of your application.At Wells Fargo, we want to satisfy our customers' financial needs and help them succeed financially. - We're looking for talented people who will put our customers at the center of everything we do. - Join our diverse and inclusive team where you'll feel valued and inspired to contribute your unique skills and experience. -Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you. -The Compliance Consultant will be expected to aid in the design, build, and execution of the Quality Assurance program for Compliance. This includes monitoring and assessment of the health of Compliance across the enterprise throughout the business and Compliance teams. Activities will include providing thought leadership and active engagement in program development and implementation. The Compliance Consultant will partner with business and Compliance partners across the enterprise and/or specific groups to ensure the Compliance program is effectively executed and matured.Quality Assurance Activities will be both formal/scheduled reviews, as well as ad-hoc reviews (i.e. validate remediation of issues prior to declaring completion). - Quality Assurance activities will include planning, process review, test script development, assessment/validation activities, documentation, and preparing and communicating the final results. - Monitoring activities may include reviewing documentation of ongoing monitoring activities, and recommending additional actions such as additional monitoring, remediation, or enhancements to results reporting.This role requires the ability to:

  • Quickly understand a concept or process and the expected standards by which it should be evaluated
  • Develop assessment, testing scripts, and monitoring plans
  • Thoroughly document work papers, process, and justification for conclusions
  • Be well-versed in process and control frameworks, as well as monitoring and reporting methodologies
  • Be flexible, as the landscape and priorities can change quickly in the current environment
  • 10+ years experience related to Compliance, Risk Management, Process Control, or Audit -

    Required Qualifications
    • 10+ years of experience in compliance, operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business with accountability for compliance or operational risk), or a combination of both; or 10+ years of IT systems security, business process management or financial services industry experience, of which 5+ years must include direct experience in compliance, operational risk management, or a combination of both

      Desired Qualifications
      • Advanced Microsoft Office skills
      • Excellent verbal, written, and interpersonal communication skills
      • Strong analytical skills with high attention to detail and accuracy
      • Ability to interact with all levels of an organization
      • Ability to articulate issues, risks, and proposed solutions to various levels of staff and management
      • Ability to prioritize work, meet deadlines, achieve goals, and work under pressure in a dynamic and complex environment
      • Ability to take initiative and work independently with minimal supervision in a structured environment
      • Ability to work and influence successfully within a matrix environment and build effective business partnerships with all levels of team members

        Other Desired Qualifications
        • Experience in Audit, Compliance, Risk, and/or Testing
        • Six Sigma experience
        • Process design experience
        • Experience working with Financial Industry Laws, Rules, Regulations and Guidance
        • Prior experience building a test script or audit plan from scratch
        • Experience providing "credible challenge" to business partners when necessary, with the ability to lead through influence

          Job Expectations
          • Ability to travel up to 15% of the time

            Disclaimer

            All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.

            Relevant military experience is considered for veterans and transitioning service men and women.
            Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.

Keywords: Wells Fargo Bank, Goodyear , Compliance Consultant 5, Professions , Goodyear, Arizona

Click here to apply!

Didn't find what you're looking for? Search again!

I'm looking for
in category
within


Other Professions Jobs


Lead Data Analyst
Description: WHO WE ARE: br br Freedom Financial Network is a family of companies that takes a people-first approach to financial services, using technology to empower consumers to overcome debt and create a brighter (more...)
Company: Freedom Financial Network
Location: Tempe
Posted on: 12/15/2019

Lyft Driver - Get Paid the Same Day with Express Pay - Make $1000 in your First Month, Guaranteed
Description: What is Lyft Lyft matches drivers with passengers who request rides through the Lyft smartphone app. Signing up to be a Lyft driver is the perfect opportunity for you to set your own schedule and be your (more...)
Company: Lyft
Location: Glendale
Posted on: 12/15/2019

Behavior Technician- Glendale
Description: OverviewWork with Kids in Greater Phoenix br br No formal training required, just bring a passion for working with children and an interest in learning about behavior management. Our team is excited (more...)
Company: Autism Spectrum Therapies
Location: Tempe
Posted on: 12/15/2019


Operational Risk Consultant 4 / DPG Self-Assurance Activities
Description: Job Description br Important Note: During the application process, ensure your contact information email and phone number is up to date and upload your current resume prior to submitting your application (more...)
Company: Wells Fargo Bank
Location: Mesa
Posted on: 12/15/2019

Warehouse Associate II
Description: br br Company Overview HD Supply NASDAQ:HDS www.hdsupply.com is one of the largest industrial distributors in North America. The company provides a broad range of products and value-add services (more...)
Company: HD Supply
Location: Phoenix
Posted on: 12/15/2019

Class A CDL - Team Truck Driver
Description: br br Team truck driver compensation is among the highest in Schneider's fleet. Earn up to 0.55 per mile starting pay as you average 5,000-6,000 miles per week with choice to run more or less (more...)
Company: Schneider
Location: Mesa
Posted on: 12/15/2019

Lyft Driver (Part Time)
Description: What is Lyft Lyft matches drivers with passengers who request rides through the Lyft smartphone app. Signing up to be a Lyft driver is the perfect opportunity for you to set your own schedule and be your (more...)
Company: Lyft
Location: Scottsdale
Posted on: 12/15/2019

Operations Technician I
Description: About CenturyLink br br CenturyLink NYSE: CTL is the second largest U.S. communications provider to global enterprise customers. With customers in more than 60 countries and an intense focus on (more...)
Company: CenturyLink
Location: Phoenix
Posted on: 12/15/2019

Operational Risk Consultant 4 - Third Party Control Assurance
Description: Job Description br At Wells Fargo, we want to satisfy our customers------ financial needs and help them succeed financially. We------re looking for talented people who will put our customers at the (more...)
Company: Wells Fargo Bank
Location: Sacaton
Posted on: 12/15/2019

Operational Risk Consultant 4
Description: Job Description br Important Note: During the application process, ensure your contact information email and phone number is up to date and upload your current resume prior to submitting your application (more...)
Company: Wells Fargo Bank
Location: Sun City West
Posted on: 12/15/2019

Log In or Create An Account

Get the latest Arizona jobs by following @recnetAZ on Twitter!

Goodyear RSS job feeds